Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcel? Claim Your ProfileMarcel Theriot is a financial advisor with LPL Financial LLC. Marcel has been in the financial services industry since 1999 and has a wide range of experience in providing financial advice to individuals and businesses. Marcel has a Series 6, 7, 24, 52, 53, and 65 license and is registered to provide investment advice in Texas. Prior to joining LPL Financial LLC, Marcel worked at CUSO Financial Services, LP, SWBC Investment Services, LLC, Tri-Star Financial, and AIM Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/12/2024 - Present
LPL Financial LLC (SUGAR LAND TX)
TX
12/18/2015 - 08/25/2023
CUSO FINANCIAL SERVICES, L.P. (San Antonio TX)
TX
08/24/2010 - 12/31/2013
SWBC INVESTMENT SERVICES, LLC (SAN ANTONIO TX)
TX
02/19/2009 - 08/03/2010
TRI-STAR FINANCIAL (HOUSTON TX)
TX
02/09/1995 - 05/02/2006
A I M DISTRIBUTORS, INC. (HOUSTON TX)
NA
06/10/1994 - 07/06/1994
AMERICAN CAPITAL MARKETING, INC.
BC
Issued 08/14/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/20/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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