Unclaimed
Marcel Fred Hamburger is a financial advisor with over 40 years of experience in the financial industry. Marcel is currently registered with Wells Fargo Clearing Services, LLC and holds a Series 63 and Series 65 license. Marcel has also held previous roles at Southwest Securities, Inc. and Citigroup Global Markets Inc., as well as Lehman Brothers Inc. and E. F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/30/2011 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
03/27/2009 - 10/21/2011
SOUTHWEST SECURITIES, INC. (HOUSTON TX)
TX
07/31/1993 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
03/16/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/23/1981 - 04/08/1987
E. F. HUTTON & COMPANY INC
IA
Issued 07/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/17/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/30/1983
Series 4 - Registered Options Principal Examination
BC
Issued 09/18/1982
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1985
Series 3 - National Commodity Futures Examination
BC
Issued 10/05/1981
Series 5 - Interest Rate Options Examination
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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