Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc William Mahaffey is a financial advisor who has been in the industry since 1998. Marc is currently registered with Osaic Wealth, Inc. in Scottsdale, Arizona. Marc is also a registered investment advisor and has held various positions in the industry at firms like Woodbury Financial Services, Inc., FSC Securities Corporation, and Sagepoint Financial, Inc. Marc specializes in financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
01/29/2018 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
04/12/2021 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
04/12/2021 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
01/29/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
01/29/2018 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
01/29/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
02/03/2015 - 07/18/2016
SCOTTRADE, INC. (SCOTTSDALE AZ)
AZ
11/30/2011 - 06/27/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
07/18/2006 - 05/27/2011
EDWARD JONES (TEMPE AZ)
AZ
01/11/2006 - 04/03/2006
CHASE INVESTMENT SERVICES CORP. (SCOTTSDALE AZ)
NJ
02/28/2005 - 10/05/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
TX
11/07/2000 - 09/23/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
05/22/2000 - 09/12/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
TX
03/29/1993 - 05/27/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AZ
06/25/1992 - 02/02/1993
LAWSON FINANCIAL CORPORATION (PHOENIX AZ)
CO
10/10/1991 - 05/28/1992
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
BOTH
Issued 12/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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