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Marc Weintraub

IMC Financial Markets

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About Marc Weintraub

Marc Weintraub is a financial professional with over 20 years of experience in the industry. Marc is currently registered with IMC Financial Markets and is located in Chicago, Illinois. Marc has previously held positions at Sumo Capital, LLC, Stuyvesant Trading Group, L.L.C., Integral Derivatives, LLC, BlueFin Trading, LLC, DRO-WST Trading, LLC, Mog Capital L.L.C. and W. S. Griffith & Co., INC. Marc holds a Series 6, Series 63, Series 57TO and SIE licenses.

Firm Information

Marc Weintraub is currently registered with IMC Financial Markets. IMC Financial Markets is a Limited Liability Company formed on April 27, 2000. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Weintraub’s Registration & Firm History

IL

02/22/2019 - Present

IMC Financial Markets (CHICAGO IL)

IL

05/30/2017 - 02/05/2019

SUMO CAPITAL, LLC (CHICAGO IL)

NY

02/09/2015 - 05/26/2017

STUYVESANT TRADING GROUP, L.L.C. (NEW YORK NY)

NY

03/28/2013 - 02/06/2014

INTEGRAL DERIVATIVES, LLC (NEW YORK NY)

NY

04/10/2012 - 01/22/2013

BLUEFIN TRADING, LLC (NEW YORK NY)

IL

01/31/2012 - 04/09/2012

DRO-WST TRADING, LLC (CHICAGO IL)

NY

05/11/2011 - 02/02/2012

MOG CAPITAL L.L.C. (NEW YORK NY)

NY

02/24/2004 - 01/03/2011

STUYVESANT TRADING GROUP, L.L.C. (NEW YORK NY)

NA

03/15/1993 - 03/17/1994

W. S. GRIFFITH & CO., INC.

NA

08/19/1992 - 03/15/1993

PHOENIX EQUITY PLANNING CORPORATION

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Licenses & Designations

BC

Issued 08/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marc Weintraub.
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