Unclaimed
Marc Weintraub is a financial professional with over 20 years of experience in the industry. Marc is currently registered with IMC Financial Markets and is located in Chicago, Illinois. Marc has previously held positions at Sumo Capital, LLC, Stuyvesant Trading Group, L.L.C., Integral Derivatives, LLC, BlueFin Trading, LLC, DRO-WST Trading, LLC, Mog Capital L.L.C. and W. S. Griffith & Co., INC. Marc holds a Series 6, Series 63, Series 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/22/2019 - Present
IMC Financial Markets (CHICAGO IL)
IL
05/30/2017 - 02/05/2019
SUMO CAPITAL, LLC (CHICAGO IL)
NY
02/09/2015 - 05/26/2017
STUYVESANT TRADING GROUP, L.L.C. (NEW YORK NY)
NY
03/28/2013 - 02/06/2014
INTEGRAL DERIVATIVES, LLC (NEW YORK NY)
NY
04/10/2012 - 01/22/2013
BLUEFIN TRADING, LLC (NEW YORK NY)
IL
01/31/2012 - 04/09/2012
DRO-WST TRADING, LLC (CHICAGO IL)
NY
05/11/2011 - 02/02/2012
MOG CAPITAL L.L.C. (NEW YORK NY)
NY
02/24/2004 - 01/03/2011
STUYVESANT TRADING GROUP, L.L.C. (NEW YORK NY)
NA
03/15/1993 - 03/17/1994
W. S. GRIFFITH & CO., INC.
NA
08/19/1992 - 03/15/1993
PHOENIX EQUITY PLANNING CORPORATION
BC
Issued 08/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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