Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Walter Baquerizo is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Raleigh, NC. Marc has been in the industry since September 1987. Marc is registered with FINRA as well as the states of Arizona, California, Idaho, Illinois, Indiana, Kansas, Massachusetts, Nevada, North Carolina, Ohio, Oregon, Tennessee, Virginia, and West Virginia. Marc is also a registered Investment Advisor in California and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
10/29/2019 - Present
Raymond James Financial Services Advisors, Inc. (RALEIGH NC)
MO
02/20/2001 - 06/07/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/16/1999 - 02/22/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
04/16/1996 - 09/14/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
09/29/1989 - 04/17/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CT
09/30/1989 - 10/17/1989
ADVEST, INC. (HARTFORD CT)
MO
10/31/1988 - 09/30/1989
NEWHARD, COOK & CO. INCORPORATED (ST. LOUIS MO)
NA
09/22/1987 - 11/08/1988
CROWELL, WEEDON & CO.
NA
09/22/1987 - 02/04/1988
VESTCORP SECURITIES, INC.
BC
Issued 02/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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