Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Banks is a financial advisor with over 20 years of experience in the industry. Marc has been registered with Ameriprise Financial Services, LLC since February 2022. Before joining Ameriprise, Marc worked with Royal Alliance Associates, Inc., Signator Investors, Inc., Broker Dealer Financial Services Corp., Cambridge Investment Research, Inc., Wells Fargo Investments, LLC, Charles Schwab & Co., Inc., Raymond James Financial Services, Inc., and Northwestern Mutual Investment Services, LLC. Marc has a wide range of experience in financial planning, investment management, and insurance brokerage. Marc holds the Series 6, Series 7, Series 63, and Series 66 licenses and is also a registered representative with FINRA. Marc is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
02/25/2022 - Present
Ameriprise Financial Services, LLC (Cedar Rapids IA)
IA
11/02/2018 - 03/01/2022
ROYAL ALLIANCE ASSOCIATES, INC. (CEDAR RAPIDS IA)
IA
10/02/2017 - 11/02/2018
SIGNATOR INVESTORS, INC. (CEDAR RAPIDS IA)
IA
11/13/2012 - 10/03/2017
BROKER DEALER FINANCIAL SERVICES CORP. (CEDAR RAPIDS IA)
IA
01/04/2010 - 11/30/2012
CAMBRIDGE INVESTMENT RESEARCH, INC. (KALONA IA)
IA
10/06/2008 - 11/24/2009
WELLS FARGO INVESTMENTS, LLC (CEDAR RAPIDS IA)
IA
04/06/2005 - 09/26/2008
CHARLES SCHWAB & CO., INC. (CEDAR RAPIDS IA)
FL
01/22/2004 - 12/31/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
WI
04/11/2001 - 01/29/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 07/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/10/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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