Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Todd Caras is a financial advisor with over 20 years of experience in the industry. Marc is currently registered with Rockefeller Financial LLC in New York, NY. Previously, Marc was a registered representative at several firms, including Pershing LLC, Sentinel Securities, Inc., LPL Financial Corporation, and Fidelity Brokerage Services LLC. Marc specializes in portfolio management for businesses and individuals, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/31/2020 - Present
Rockefeller Financial LLC (NEW YORK NY)
NJ
08/21/2014 - 01/25/2018
PERSHING LLC (JERSEY CITY NJ)
MA
11/18/2009 - 02/20/2014
SENTINEL SECURITIES, INC. (READING MA)
MA
08/14/2006 - 03/24/2009
LPL FINANCIAL CORPORATION (BOSTON MA)
MA
09/29/2004 - 07/17/2006
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
RI
03/24/1997 - 09/30/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 04/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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