Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Thompson is a financial advisor with Fidelity Personal And Workplace Advisors. Marc has been in the financial services industry since 2002 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Marc is a registered representative and investment advisor representative in several states. Marc offers a range of financial services, including financial planning, portfolio management, and educational seminars. Marc holds the Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/12/2024 - Present
Fidelity Personal AND Workplace Advisors (BELMONT CA)
CA
03/15/2019 - 01/06/2023
AMERIPRISE FINANCIAL SERVICES, LLC (REDWOOD CITY CA)
CA
05/28/2010 - 12/19/2018
MORGAN STANLEY (MENLO PARK CA)
CA
05/10/2005 - 06/04/2010
UBS FINANCIAL SERVICES INC. (MENLO PARK CA)
NY
11/26/2003 - 08/18/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
04/09/2003 - 06/03/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/09/2003 - 06/03/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
03/21/2001 - 02/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Marc Thompson is the right advisor for you? Invested Better is here to help.
