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Marc Stuart Mazur

Neuberger Berman BD LLC

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About Marc Stuart Mazur

Marc Stuart Mazur is a registered investment advisor representative with Neuberger Berman BD LLC. Marc has been in the industry since 1997 and has experience with Allianz Global Investors Distributors LLC, The Concord Equity Group, LLC, Wachovia Securities, LLC, and Prudential Securities Incorporated. Marc's expertise includes securities, investment advisory and other financial products and services.

Firm Information

Marc Mazur is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Marc Mazur’s Registration & Firm History

NY

02/11/2022 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

10/17/2007 - 02/01/2021

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

NJ

10/05/2005 - 10/11/2007

THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)

MO

07/01/2003 - 03/09/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

04/24/1996 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/07/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/17/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Marc Stuart Mazur.
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