Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Stuart Cohen is a financial advisor with over 50 years of experience in the financial services industry. He currently works as a Registered Representative and Investment Advisor Representative with Stifel, Nicolaus & Company, Inc. in Westlake Village, CA and Los Angeles, CA. Marc has been involved in the investment advisory field for the majority of his career, having previously held positions at Morgan Stanley, Wells Fargo Advisors, LLC, and Merrill Lynch. He is a Series 63 and 65 licensed professional. Marc specializes in providing financial planning, portfolio management and retirement planning services to individuals, corporations, high-net-worth individuals, investment clubs, charitable organizations, pension and profit-sharing plans, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/30/2023 - Present
Stifel, Nicolaus & Company, Inc. (WESTLAKE VILLAGE CA)
CA
06/05/2015 - 07/06/2023
MORGAN STANLEY (Westlake Village CA)
CA
06/02/2003 - 06/08/2015
WELLS FARGO ADVISORS, LLC (WESTLAKE VILLAGE CA)
NY
09/26/1978 - 06/04/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
10/31/1974 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
07/27/1972 - 12/15/1974
HAYDEN STONE INC.
IA
Issued 08/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1996
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 07/17/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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