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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Wolff is a financial advisor with over 29 years of experience in the industry. Marc is currently registered with Beacon Pointe Advisors, LLC. Marc has a wide range of experience in the financial services industry, including experience with Securities America, Inc., Moors & Cabot, Inc., Moors & Cabot Financial Advisors, LLC, First Southeastern Securities Group, Incorporated, and Meridian, Dunhill & Co., Inc. Marc holds the following licenses: Series 7, Series 9, Series 10, Series 63, Series 66, SIE, and 99TO. Marc is also registered as an Investment Advisor Representative in Florida. Marc provides a variety of services to his clients, including financial planning, portfolio management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
Beacon Pointe Advisors, LLC (NEWPORT BEACH CA)
FL
06/01/2009 - 02/03/2022
SECURITIES AMERICA, INC. (SARASOTA FL)
FL
06/20/2008 - 04/22/2009
MOORS & CABOT, INC. (SARASOTA FL)
FL
07/15/2005 - 06/20/2008
MOORS & CABOT FINANCIAL ADVISORS, LLC (SARASOTA FL)
FL
03/19/1999 - 08/21/2006
MOORS & CABOT, INC. (SARASOTA FL)
FL
01/20/1995 - 04/20/1999
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED (TAMPA FL)
NA
05/24/1993 - 03/15/1995
MERIDIAN, DUNHILL & CO., INC.
BOTH
Issued 09/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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