Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Steven Jarman is a financial professional with over 19 years of experience in the industry. Marc currently works at Paychex Securities Corp., a firm with an active broker-dealer registration. Prior to his current role, Marc has held positions at several other firms including FNEX CAPITAL, LLC, FORESIDE FUND SERVICES, LLC, TRADERFIELD SECURITIES INC., COMPASS SECURITIES CORPORATION, FRONTIER SOLUTIONS, LLC, INNOVATION PARTNERS LLC, FIRST DOMINION CAPITAL CORP., TSC DISTRIBUTORS, LLC, MIDAMERICA FINANCIAL SERVICES, INC., SENTINEL FINANCIAL SERVICES COMPANY, GUARDIAN INVESTOR SERVICES LLC, NORTHERN LIGHTS DISTRIBUTORS, LLC, PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, ADP BROKER-DEALER, INC., WACHOVIA SECURITIES, INC., UBS PAINEWEBBER INC., EQUITABLE DISTRIBUTORS, INC., GIBRALTAR SECURITIES CO., HALPERT AND COMPANY, INC., J. B. HANAUER & CO., and RICKEL & ASSOCIATES, INC.. Marc holds Series 63, 65, 6TO, SIE and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/28/2023 - Present
Paychex Securities Corp. (Phoenix AZ)
IN
04/16/2020 - 11/20/2020
FNEX CAPITAL, LLC (INDIANAPOLIS IN)
FL
03/09/2020 - 03/31/2020
FORESIDE FUND SERVICES, LLC (Sarasota FL)
NY
04/23/2019 - 01/27/2020
TRADERFIELD SECURITIES INC. (Massapequa NY)
MA
07/31/2018 - 04/25/2019
COMPASS SECURITIES CORPORATION (BRAINTREE MA)
VA
08/10/2017 - 03/21/2018
FRONTIER SOLUTIONS, LLC (RICHMOND VA)
NC
04/10/2017 - 08/02/2017
INNOVATION PARTNERS LLC (CHARLOTTE NC)
VA
01/06/2017 - 04/10/2017
FIRST DOMINION CAPITAL CORP. (RICHMOND VA)
MA
09/07/2016 - 12/31/2016
TSC DISTRIBUTORS, LLC (BOSTON MA)
MA
03/16/2015 - 01/12/2016
TSC DISTRIBUTORS, LLC (BOSTON MA)
MO
08/27/2013 - 03/13/2015
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
VT
06/20/2012 - 05/30/2013
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
NY
08/13/2010 - 06/06/2012
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NE
03/31/2010 - 08/10/2010
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
MA
04/09/2008 - 03/06/2009
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NJ
07/20/2006 - 09/29/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYNE NJ)
NJ
10/21/2002 - 05/05/2006
ADP BROKER-DEALER, INC. (ROSELAND NJ)
MO
03/15/2002 - 07/03/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NJ
03/22/1999 - 05/23/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NC
03/17/1998 - 06/04/1998
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NJ
06/21/1996 - 10/15/1996
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NJ
05/28/1996 - 06/11/1996
HALPERT AND COMPANY, INC. (MILLBURN NJ)
NJ
07/28/1994 - 05/28/1996
J. B. HANAUER & CO. (PARSIPPANY NJ)
NY
01/01/1994 - 02/01/1994
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
BC
Issued 08/18/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/25/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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