Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Stocks is an investment advisor representative with Cetera Investment Advisers LLC. Marc is registered with the state of California as an investment advisor representative and a broker. Marc has been in the financial services industry since 1995. Marc holds FINRA Series 7, Series 52, Series 53, and Series 63 licenses. Marc is also a Certified Financial Planner™. Marc Stocks is also the owner of Valley Financial & Insurance Services. Marc Stocks Financial provides non-tax accounting and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/26/2007 - Present
Cetera Investment Advisers LLC (TURLOCK CA)
CA
06/03/1998 - 10/08/2007
WESTERN MUNICIPAL SECURITIES CORPORATION (TURLOCK CA)
CA
05/03/2006 - 09/26/2007
FIRST MIDWEST SECURITIES, INC. (TURLOCK CA)
CA
02/09/1998 - 06/29/1998
COAST PARTNERS SECURITIES, INC. (SAN RAFAEL CA)
CA
04/05/1995 - 09/16/1997
MARK PRESSMAN ASSOCIATES AND/OR MPA (SAN FRANCISCO CA)
IA
Issued 6/1/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/4/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/6/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/13/2004
Series 7 - General Securities Representative Examination
BC
Issued 4/4/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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