Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Stephen Pearlman is a financial advisor with Osaic Wealth, Inc. located in Williamsville, NY. Marc has been in the financial services industry since July 2, 1996. Marc holds Series 3, 7, 63, and 65 licenses. Marc is a registered investment advisor in New York and also holds Series 63 registrations in Connecticut, Florida, Georgia, Missouri, New Hampshire, Virginia, and New York. Marc provides financial planning, pension consulting, and educational seminars, as well as portfolio management services to individuals, businesses, and pooled investment vehicles. Marc previously worked for Securities America, Inc. and Salomon Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (WILLIAMSVILLE NY)
NY
04/19/2002 - 06/14/2024
SECURITIES AMERICA, INC. (WILLIAMSVILLE NY)
NY
07/03/1996 - 05/01/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 07/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1996
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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