Unclaimed
Marc Shiels Little is a registered investment advisor representative with Stephens Investment Management Group, LLC based in Houston, Texas. Marc is a highly experienced financial professional who has worked in the industry for over 25 years, holding several licenses and certifications. Marc has previously held positions with SALIENT PARTNERS, L.P., Stephens Inc., SALIENT CAPITAL, L.P. and SALIENT CAPITAL ADVISORS, LLC. Marc is dedicated to helping clients achieve their financial goals and works closely with them to develop customized investment plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Registrant provides its model portfolios as recommended strategy models to other advisers for use in their advisory services.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
08/15/2016 - Present
Stephens Investment Management Group, LLC (Houston TX)
TX
08/15/2016 - 12/22/2023
STEPHENS (HOUSTON TX)
TX
05/19/2015 - 08/12/2016
SALIENT CAPITAL L.P. (HOUSTON TX)
TX
01/01/1998 - 02/02/2015
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 07/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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