Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Seth Greenholtz is a financial professional with over 30 years of experience in the industry. Marc is currently registered with Tradeweb Direct LLC and has previously held positions at R.W. Smith & Associates, LLC, Duncan-Williams, Inc., Harry Downs & Company, Inc., MKI Securities Corp., and J. F. Hartfield & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/09/2020 - Present
Tradeweb Direct LLC (JERSEY CITY NJ)
FL
04/24/1989 - 05/19/2020
R.W. SMITH & ASSOCIATES, LLC (Pompano Beach FL)
NJ
01/11/2007 - 09/09/2009
DUNCAN-WILLIAMS, INC. (FREEHOLD NJ)
NA
01/28/1988 - 04/24/1989
HARRY DOWNS & COMPANY, INC.
NA
03/27/1989 - 04/18/1989
R.W. SMITH & ASSOCIATES, INC.
NY
12/21/1983 - 10/05/1987
MKI SECURITIES CORP. (NEW YORK NY)
NA
12/22/1983 - 12/26/1984
J. F. HARTFIELD & CO., INC.
BC
Issued 11/06/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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