Unclaimed
Marc Samuel Tiano is a financial advisor based in New York, NY. Marc has been working in the financial services industry since December 13, 2001. Marc is currently registered with BGC Financial, LP and has been with the firm since September 16, 2009. Prior to that, Marc worked at Tullett Liberty Securities LLC, WAMU Capital Corp. and Nomura Securities International, Inc. Marc holds Series 7, Series 63, and SIE licenses. Marc is registered in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/16/2009 - Present
BGC Financial, LP (NEW YORK NY)
NY
06/20/2008 - 09/29/2009
TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)
NY
01/25/2007 - 02/19/2008
WAMU CAPITAL CORP. (NEW YORK NY)
NY
06/27/2001 - 12/07/2006
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 07/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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