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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Rodriguez is a financial advisor with Morgan Stanley. Marc has been in the securities industry since 2017. Marc has a Series 6, Series 7TO, Series 63 and Series 65 licenses and holds a current registration in multiple states, including California, Texas, Arizona, Arkansas, Connecticut, Florida, Hawaii, Idaho, Illinois, Kansas, Louisiana, Minnesota, Missouri, Nevada, New Hampshire, New York, North Carolina, Ohio, Oregon, Tennessee, Virginia and Washington. Marc previously worked at UNIONBANC INVESTMENT SERVICES, LLC in Glendora, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
04/08/2020 - Present
Morgan Stanley (Pasadena CA)
CA
01/17/2017 - 10/28/2019
UNIONBANC INVESTMENT SERVICES, LLC (GLENDORA CA)
IA
Issued 09/28/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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