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Marc Robert Lezinski

Daiwa Capital Markets America Inc.

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About Marc Robert Lezinski

Marc Lezinski is a financial professional with over 17 years of experience in the securities industry. Marc is currently registered with Daiwa Capital Markets America Inc. in New York. Marc has previously held positions with B. Riley Securities, Inc., TradeStation Securities, Inc., SG Americas Securities, LLC, Tucker Anthony Incorporated, MetLife Securities Inc. and Metropolitan Life Insurance Company. Marc has a strong background in securities trading and operations. Marc holds the Series 6, 7, 55, 57TO, 63, 66, 99TO and SIE licenses.

Firm Information

Marc Lezinski is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Lezinski’s Registration & Firm History

NY

05/31/2024 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

10/31/2023 - 05/29/2024

B. RILEY SECURITIES, INC. (NEW YORK NY)

NY

02/14/2019 - 10/03/2023

TRADESTATION SECURITIES, INC. (NEW YORK NY)

NY

02/28/2007 - 07/24/2018

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

MA

10/30/2000 - 02/05/2002

TUCKER ANTHONY INCORPORATED (BOSTON MA)

MA

09/11/2000 - 10/19/2000

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

09/11/2000 - 10/19/2000

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/03/2007

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/16/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/06/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 07/24/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/27/2007

Series 7 - General Securities Representative Examination

BC

Issued 09/08/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marc Robert Lezinski.
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