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Marc Raymond Alger

PNC Capital Markets LLC

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About Marc Raymond Alger

Marc Raymond Alger is a financial advisor registered in Arkansas, Louisiana, Oklahoma and Texas. Marc has been in the industry since 2005. He has a Series 7, Series 79 and SIE licenses. He is currently employed with PNC Capital Markets LLC in Dallas, Texas. Before working at PNC Capital Markets LLC, Marc worked at STEPHENS in Dallas, Texas, and FIRST UNION SECURITIES, INC. in St. Louis, Missouri.

Firm Information

Marc Alger is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Alger’s Registration & Firm History

TX

08/21/2017 - Present

PNC Capital Markets LLC (Dallas TX)

TX

05/30/2001 - 01/24/2012

STEPHENS (DALLAS TX)

MO

01/18/2000 - 05/31/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 09/06/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marc Raymond Alger.
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