Unclaimed
Marc Raymond Alger is a financial advisor registered in Arkansas, Louisiana, Oklahoma and Texas. Marc has been in the industry since 2005. He has a Series 7, Series 79 and SIE licenses. He is currently employed with PNC Capital Markets LLC in Dallas, Texas. Before working at PNC Capital Markets LLC, Marc worked at STEPHENS in Dallas, Texas, and FIRST UNION SECURITIES, INC. in St. Louis, Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/21/2017 - Present
PNC Capital Markets LLC (Dallas TX)
TX
05/30/2001 - 01/24/2012
STEPHENS (DALLAS TX)
MO
01/18/2000 - 05/31/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 09/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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