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Marc Racioppo

Cowen AND Co.

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About Marc Racioppo

Marc Racioppo is a financial advisor with Cowen AND Co., located in Garden City, NY. Marc has been in the industry since July 28, 2000. Marc holds a Series 3, 7, 25, 55, 57TO and SIE licenses. Marc also holds a Series 63 license. Marc is currently registered in New York.

Firm Information

Marc Racioppo is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Racioppo’s Registration & Firm History

NY

02/05/2021 - Present

Cowen AND Co. (Garden City NY)

NY

08/23/2018 - 11/09/2020

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

01/22/2013 - 08/20/2018

JEFFERIES LLC (NEW YORK NY)

NY

05/01/2000 - 01/31/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/11/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2011

Series 3 - National Commodity Futures Examination

BC

Issued 05/03/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/16/2001

Series 7 - General Securities Representative Examination

BC

Issued 10/21/1999

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marc Racioppo.
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