Unclaimed
Marc R Germano is a financial professional with over 20 years of experience in the industry. Marc is currently registered with Fidelity Brokerage Services LLC in Boston, Massachusetts. Marc has held previous positions with Fidelity Investments Institutional Services Company, Inc. in Covington, Kentucky, and MML Investors Services, Inc. in Cincinnati, Ohio. Marc holds Series 6, 7, and 63 securities licenses as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/01/2008 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
KY
04/11/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
OH
03/02/2004 - 03/05/2007
MML INVESTORS SERVICES, INC. (CINCINNATI OH)
BC
Issued 04/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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