Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Phillip Schwartz is a financial advisor with over 28 years of experience in the industry. Marc is currently registered with Kestra Investment Services, LLC and has been registered in 44 states. Marc was previously registered with California Capital Services, Inc. and Hartford Equity Sales Company Inc. Marc specializes in a wide range of financial services, including investment advisory services and insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/30/1999 - Present
Kestra Investment Services, LLC (WOODLAND HILLS CA)
CA
12/20/1994 - 12/12/2003
CALIFORNIA CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
CT
01/14/1994 - 11/10/1994
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 01/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Marc Schwartz is the right advisor for you? Invested Better is here to help.
