Unclaimed
Marc Penziner is an investment advisor representative with Alliancebernstein LP and has been in the industry for over 20 years. Marc is registered with the state of New York, among many other states and is also registered with FINRA. Marc has passed Series 7, 31, 63, and 66 exams, as well as the SIE exam. Marc has been a licensed professional since 2003 and has been with AllianceBernstein LP for over 20 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/23/2015 - Present
Alliancebernstein LP (NEW YORK NY)
BOTH
Issued 04/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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