Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Pendleton Chehlaoui is a financial advisor with Needham & Company, LLC. Marc has been in the financial industry since 1997. Marc is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 9, 10, 24, 63, and SIE licenses. Marc's previous experience includes positions at SMH CAPITAL INC., Stifel, Nicolaus & Company, Incorporated, Legg Mason Wood Walker, Incorporated, BANC OF AMERICA SECURITIES LLC, DEUTSCHE BANK SECURITIES INC., MARINER INVESTMENT GROUP, and A I M DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
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2
CA
07/12/2011 - Present
Needham & Company, LLC (SAN FRANCISCO CA)
TX
05/02/2007 - 10/03/2008
SMH CAPITAL INC. (HOUSTON TX)
CA
12/01/2005 - 03/06/2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
09/24/1999 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (SAN FRANCISCO CA)
NY
05/06/1999 - 07/06/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/20/1997 - 05/10/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
TX
03/18/1996 - 07/01/1997
MARINER INVESTMENT GROUP (HOUSTON TX)
TX
06/16/1992 - 04/05/1994
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 07/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2011
Series 24 - General Securities Principal Examination
BC
Issued 11/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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