Unclaimed
Marc Paul Simoneau has been in the securities industry since March 1998. Marc is currently registered with Fidelity Brokerage Services LLC. Marc is a licensed Series 63, Series 10, Series 9, SIE and Series 7. Marc is located in Smithfield, Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/30/1998 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 04/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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