Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Paul james Carvell is a financial professional with over 8 years of experience in the securities industry. Marc is currently registered with Mizuho Securities USA LLC and is Series 63, Series 24, SIE, and Series 79 licensed. Previously, Marc was registered with LLOYDS SECURITIES. Marc has a broad range of experience in the securities industry, and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/28/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/09/2014 - 09/29/2022
LLOYDS SECURITIES (NEW YORK NY)
BC
Issued 02/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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