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Marc Olivier Dupiton

Broad Street Capital Markets, LLC

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About Marc Olivier Dupiton

Marc Olivier Dupiton is a financial professional with over a decade of experience in the financial services industry. Marc is currently registered with Broad Street Capital Markets, LLC and has previously worked at Cantor Fitzgerald & Co., Sandler, O'Neill & Partners, L.P. and The Griswold Company, Incorporated. Marc holds the Series 7, Series 63 and SIE licenses and is qualified to offer a wide range of financial products and services.

Firm Information

Marc Dupiton is currently registered with Broad Street Capital Markets, LLC. Broad Street Capital Markets, LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in 13 states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Dupiton’s Registration & Firm History

NJ

08/31/2021 - Present

Broad Street Capital Markets, LLC (HOLMDEL NJ)

NY

02/24/2014 - 04/19/2018

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

03/18/2009 - 03/14/2014

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

NY

06/15/2006 - 07/24/2006

THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/13/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Marc Olivier Dupiton.
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