Unclaimed
Marc Olivier Dupiton is a financial professional with over a decade of experience in the financial services industry. Marc is currently registered with Broad Street Capital Markets, LLC and has previously worked at Cantor Fitzgerald & Co., Sandler, O'Neill & Partners, L.P. and The Griswold Company, Incorporated. Marc holds the Series 7, Series 63 and SIE licenses and is qualified to offer a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/31/2021 - Present
Broad Street Capital Markets, LLC (HOLMDEL NJ)
NY
02/24/2014 - 04/19/2018
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
03/18/2009 - 03/14/2014
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
06/15/2006 - 07/24/2006
THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)
BC
Issued 11/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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