Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Paquette has been in the financial services industry since September 20, 1996. Marc is currently registered with LPL Financial LLC. Marc is a registered representative, an investment adviser representative and holds a Series 24 (General Securities Principal Examination) license, Series 7 (General Securities Representative Examination) license, Series 63 (Uniform Securities Agent State Law Examination) license, Series 65 (Uniform Investment Adviser Law Examination) license, and a SIE (Securities Industry Essentials Examination) license. Marc has previously been registered with several other firms, including New England Securities, ProEquities, Inc., Invest Financial Corporation, Curbstone Financial Management Corporation, Jefferson Pilot Securities Corporation, American Express Financial Advisors Inc., IDS Life Insurance Company, Gruntal & Co. Incorporated, and South Richmond Securities, Inc.. Marc has experience providing a variety of financial services, including financial planning, portfolio management for businesses, portfolio management for individuals, consulting and other non-discretionary advisory services, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
06/25/2018 - Present
LPL Financial LLC (LEWISTON ME)
ME
08/26/2010 - 11/07/2013
NEW ENGLAND SECURITIES (AUBURN ME)
ME
06/17/2009 - 09/08/2010
PROEQUITIES, INC. (AUBURN ME)
ME
04/26/2001 - 05/27/2009
INVEST FINANCIAL CORPORATION (LEWISTON ME)
NH
05/20/1999 - 03/09/2001
CURBSTONE FINANCIAL MANAGEMENT CORPORATION (MANCHESTER NH)
IN
02/18/1997 - 07/07/1999
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MN
06/23/1995 - 09/29/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/23/1995 - 09/29/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
11/22/1994 - 03/09/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
10/17/1994 - 10/26/1994
SOUTH RICHMOND SECURITIES, INC.
IA
Issued 07/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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