Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Michael Miller is a financial advisor who has been in the industry since 1983. He is currently registered with Wedbush Securities Inc. and is licensed in several states. Marc has a strong background in the financial services industry, with experience in a variety of areas. He is a Series 7, 24, 53, 63, 65 and 72 licensed professional. Marc holds a bachelor's degree in business administration from the University of California, Berkeley. Marc is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/16/2021 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
11/20/2013 - 12/31/2021
WESTERN INTERNATIONAL SECURITIES, INC. (Sausalito CA)
CA
12/20/2013 - 02/11/2014
GBS FINANCIAL CORP. (SANTA ROSA CA)
CA
06/16/1998 - 12/13/2013
GBS FINANCIAL CORP. (SAUSALITO CA)
CA
02/24/1994 - 06/04/1998
THE HERITAGE GROUP, INC. (SAN FRANCISCO CA)
CA
03/20/1991 - 05/26/1994
FIRST ASSOCIATED SECURITIES GROUP, INC. (CHICO CA)
CA
10/30/1990 - 04/11/1991
BERMAN AND STICKEL INCORPORATED (SAN FRANCISCO CA)
NY
06/08/1989 - 07/27/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CA
03/01/1984 - 06/13/1989
WULFF, HANSEN & CO. (SAN RAFAEL CA)
NA
01/30/1984 - 12/31/1984
MUNICIPAL BOND INVESTORS, INC.
NA
02/13/1984 - 03/15/1984
BIRR, WILSON & CO., INC.
NA
06/06/1983 - 02/14/1984
CALIFORNIA MUNICIPAL INVESTORS, INC.
IA
Issued 11/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/27/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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