Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Michael Cohen is a financial advisor with over 40 years of experience in the industry. Marc has a Series 63, Series 7, Series 52, Series 65, and SIE license. Marc is currently registered with Wells Fargo Clearing Services, LLC in Florida, New Jersey, New York, and Texas. Marc has been with Wells Fargo Clearing Services, LLC since May 2018. Prior to that, Marc was with UBS Financial Services Inc. from January 2008 to May 2018, and Bear, Stearns & Co. Inc. from April 2002 to February 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/21/2018 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
01/25/2008 - 05/22/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
04/08/2002 - 02/06/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CT
05/19/1998 - 05/01/2002
HERBERT J. SIMS & CO. INC. (FAIRFIELD CT)
NJ
03/19/1997 - 05/22/1998
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NJ
01/22/1996 - 05/16/1997
FIRST INTERREGIONAL EQUITY CORP. (MILBURN NJ)
NJ
11/28/1989 - 01/05/1996
HALPERT AND COMPANY, INC. (MILLBURN NJ)
NY
06/28/1989 - 12/07/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NJ
05/21/1982 - 07/03/1989
HALPERT AND COMPANY, INC. (MILLBURN NJ)
IA
Issued 03/22/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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