Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Matthew Goldstein is a financial advisor currently registered with Charles Schwab & CO., Inc. in Las Vegas, Nevada. Marc has a broad range of experience, having worked in the financial industry since 2010. Marc has held prior positions at various firms, including Wells Fargo Advisors, LLC, City National Securities, Inc., Citigroup Investment Services, J.P. Morgan Securities Inc., and Dean Witter Reynolds Inc. Marc is a Certified Financial Planner and holds a Series 7TO, Series 7, Series 66, Series 65, Series 63 and Series 31 license. Marc is a well-regarded financial advisor with extensive knowledge of the financial industry. Marc's previous experience and certifications suggest that Marc has a diverse skillset and is well-equipped to provide comprehensive financial planning and investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NV
04/29/2022 - Present
Charles Schwab & CO., Inc. (Las Vegas NV)
NV
08/01/2016 - 11/08/2016
WELLS FARGO ADVISORS, LLC (LAS VEGAS NV)
NV
11/28/2006 - 01/04/2012
CITY NATIONAL SECURITIES, INC. (LAS VEGAS NV)
NY
09/20/2004 - 01/27/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
09/10/2003 - 06/25/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/01/2001 - 02/27/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/02/1999 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/26/1997 - 02/17/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/15/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1997
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Marc Goldstein is the right advisor for you? Invested Better is here to help.
