Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Lowlicht is a financial advisor at B. Riley Wealth Advisors, Inc. in EAST HAMPTON, NY. Marc has been in the financial services industry since 1990. Marc holds a Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 99TO, and Series 63 license. Marc specializes in providing financial advice to individuals, corporations, and charitable organizations. Marc is also a Certified Financial Planner. Before joining B. Riley Wealth Advisors, Inc., Marc was with NATIONAL SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/23/2021 - Present
B. Riley Wealth Advisors, Inc. (EAST HAMPTON NY)
NY
12/03/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (EAST HAMPTON NY)
NY
04/20/2005 - 12/04/2013
FURTHER LANE SECURITIES, L.P. (EAST HAMPTON NY)
MO
05/04/2001 - 04/21/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
PA
07/19/1999 - 05/18/2001
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
01/21/1993 - 10/12/1999
THE DRATEL GROUP, INC. (SOUTHOLD NY)
NY
08/08/1991 - 01/01/1993
PRIME CHARTER LTD. (NEW YORK NY)
NY
12/19/1989 - 08/21/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 01/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/28/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/01/2009
Series 4 - Registered Options Principal Examination
BC
Issued 10/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/20/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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