Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Louis Ross is a financial advisor with over 20 years of experience in the financial services industry. Marc is currently registered with LPL Financial LLC and has previously been registered with several other firms including Signator Investors, Inc., Signator Financial Services, Inc., New England Securities, CitiStreet Advisors LLC, CitiStreet Equities LLC, State Street Capital Markets, LLC, Krupp Securities Corporation, and MML Investors Services, Inc. Marc holds a variety of licenses and designations including the Series 4, 7, 24, 52, 53, 63 and SIE exams. Marc is also a Certified Financial Planner and Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MA
04/08/2019 - Present
LPL Financial LLC (DORCHESTER MA)
MA
06/19/2013 - 11/06/2017
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
02/25/2014 - 12/28/2015
SIGNATOR FINANCIAL SERVICES, INC. (BOSTON MA)
FL
06/11/2007 - 06/17/2013
NEW ENGLAND SECURITIES (ORLANDO FL)
CT
10/11/2000 - 08/18/2004
CITISTREET ADVISORS LLC (WINDSOR CT)
NJ
05/24/2000 - 10/11/2000
CITISTREET EQUITIES LLC (SOMERSET NJ)
MA
04/01/1999 - 05/24/2000
STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)
MA
03/06/1991 - 06/12/1991
KRUPP SECURITIES CORPORATION (BOSTON MA)
NY
09/21/1990 - 02/05/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
02/14/1989 - 09/20/1989
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 07/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2008
Series 4 - Registered Options Principal Examination
BC
Issued 11/26/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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