Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Flaster is a financial advisor with over 30 years of experience in the industry. Marc currently works with Piper Sandler & Co. as a registered representative. Marc specializes in providing investment banking and municipal securities services. Marc has previously worked with Sandler, O'Neill & Partners, L.P., Sandler, O'Neill Corporate Strategies Inc., Underhill Associates, Incorporated and Bear, Stearns & Co. Inc. Marc is licensed in Alabama, New York, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/03/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
11/23/1988 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NA
10/21/1988 - 04/16/1991
SANDLER, O'NEILL CORPORATE STRATEGIES INC.
NJ
08/17/1988 - 12/12/1988
UNDERHILL ASSOCIATES, INCORPORATED (RED BANK NJ)
NY
02/24/1986 - 08/25/1988
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
02/25/1969 - 03/05/1986
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
BC
Issued 02/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/07/1995
Series 4 - Registered Options Principal Examination
BC
Issued 02/28/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1969
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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