Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Lawrence Delphine is a financial advisor with Empower Advisory Group, LLC. Marc has been in the financial industry since 2002. Marc is registered to provide investment advice in 49 states and is also a registered representative of Empower Advisory Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/10/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NJ
08/11/2021 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
AZ
05/16/2017 - 08/11/2021
PRUCO SECURITIES, LLC. (PHOENIX AZ)
WA
03/29/2016 - 10/20/2016
EDWARD JONES (SEATTLE WA)
OR
06/03/2011 - 09/12/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (TIGARD OR)
OR
10/25/2007 - 05/23/2011
FORESTERS EQUITY SERVICES, INC. (LAKE OSWEGO OR)
OR
10/09/2002 - 10/23/2007
INTERSECURITIES, INC. (TIGARD OR)
MN
12/21/2000 - 10/16/2002
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BOTH
Issued 04/19/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/19/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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