Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Gauval is a financial advisor with Citigroup Global Markets Inc., based in New York, NY. Marc has been in the financial services industry since 2002. Marc has a wide range of experience in providing financial advice to individuals, families, and businesses. Marc is a Registered Representative and a Registered Investment Advisor, and holds the Series 7, Series 24, Series 31, Series 51, and Series 66 licenses. Marc is also a Chartered Financial Analyst. Marc's expertise includes portfolio management, financial planning, and asset allocation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/15/2024 - Present
Citigroup Global Markets Inc. (New York NY)
NJ
07/24/2008 - 03/02/2009
BARCLAYS GLOBAL INVESTORS FUND DISTRIBUTION COMPANY (JERSEY CITY NJ)
NJ
12/05/2007 - 03/02/2009
BARCLAYS GLOBAL INVESTORS SERVICES (JERSEY CITY NJ)
NJ
09/26/2002 - 11/15/2007
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
08/10/1998 - 09/04/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/28/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 08/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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