Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Kim is an active investment advisor representative with RBC Capital Markets, LLC, a firm with more than $50 billion in assets under management. Marc specializes in working with individuals, corporations and other businesses, pension and profit-sharing plans, high-net-worth individuals, charitable organizations, insurance companies, and pooled investment vehicles. Marc has been in the industry since December 2008 and has been registered as an investment advisor representative in 53 states and the District of Columbia. Marc holds Series 7, 9, 10, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
04/11/2023 - Present
RBC Capital Markets, LLC (Vienna VA)
VA
07/01/2022 - 03/28/2023
MORGAN STANLEY (Mclean VA)
MD
03/31/2021 - 07/05/2022
RBC CAPITAL MARKETS, LLC (CHEVY CHASE MD)
MD
12/16/2008 - 03/30/2021
WELLS FARGO CLEARING SERVICES, LLC (BETHESDA MD)
BOTH
Issued 06/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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