Unclaimed
Marc Kenneth Kirby is a financial advisor who is active in the securities industry since May 2, 2000. Marc has been registered with J.p. Morgan Institutional Investments Inc. since September 5, 2018. Marc previously worked at Legg Mason Investor Services, LLC and Citigroup Global Markets Inc.. Marc has passed the Series 63, Series 65, Series 7, and SIE exams. Marc is registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/05/2018 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
CA
12/01/2005 - 09/10/2018
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
NY
05/03/2000 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 06/06/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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