Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Julian Rosenberg is a financial advisor based in New York, NY. Marc has been in the financial industry since June 6, 1984. Marc is currently registered with Stonehaven, LLC and previously held registrations with SILVER LEAF PARTNERS, LLC, CONIFER SECURITIES LLC, KNIGHT EQUITY MARKETS, L.P., DONALDSON & CO., INCORPORATED, CIBC WORLD MARKETS CORP., SUTRO & CO. INCORPORATED, LEHMAN BROTHERS INC., MONTGOMERY SECURITIES, BEAR, STEARNS & CO. INC., MACKENZIE SECURITIES BROKERAGE CO., TERRANOMICS SECURITIES CORPORATION, and ALDA SECURITIES, INC.. Marc holds Series 63, 65, 7, 22, 39, 72 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/23/2020 - Present
Stonehaven, LLC (NEW YORK NY)
NY
01/18/2006 - 02/08/2021
SILVER LEAF PARTNERS, LLC (NEW YORK NY)
NY
04/19/2004 - 12/31/2005
CONIFER SECURITIES LLC (NEW YORK NY)
NJ
12/04/2003 - 04/21/2004
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
GA
09/28/2000 - 01/07/2004
DONALDSON & CO., INCORPORATED (ATLANTA GA)
NY
03/02/1998 - 08/29/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CA
07/11/1994 - 03/09/1998
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
06/10/1991 - 06/24/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
07/26/1990 - 04/23/1991
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
07/31/1987 - 07/17/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
05/20/1987 - 07/25/1987
MACKENZIE SECURITIES BROKERAGE CO.
NA
02/27/1985 - 07/22/1987
TERRANOMICS SECURITIES CORPORATION
NA
12/12/1983 - 01/01/1985
ALDA SECURITIES, INC.
IA
Issued 06/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1983
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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