Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Walters is a financial advisor with over 30 years of experience in the industry. Marc is currently registered with Oppenheimer & Co. Inc. Prior to that, Marc worked at Hilltop Securities Inc. and B. Riley Securities, Inc. Marc's areas of expertise include retirement planning, financial planning, portfolio management for individuals and businesses, and selection of other advisors. Marc is licensed to provide investment advice in all 50 states, Washington D.C. and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/20/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NC
02/22/2023 - 02/22/2024
HILLTOP SECURITIES INC. (CHARLOTTE NC)
CA
09/27/2022 - 01/03/2023
B. RILEY SECURITIES, INC. (LOS ANGELES CA)
NC
12/05/2019 - 08/12/2022
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
MD
02/23/2018 - 10/01/2019
CFG CAPITAL MARKETS, LLC (BALTIMORE MD)
WI
05/11/2015 - 01/31/2018
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MD
08/13/2013 - 05/11/2015
JANNEY MONTGOMERY SCOTT LLC (TOWSON MD)
MD
12/01/2005 - 06/03/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)
MD
09/08/2004 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
TX
08/26/2002 - 09/09/2004
AMHERST SECURITIES GROUP, L.P. (AUSTIN TX)
MD
06/23/1997 - 09/10/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
04/15/1991 - 06/25/1997
ALEX. BROWN & SONS INCORPORATED
NC
08/09/1989 - 02/15/1991
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
05/25/1988 - 05/16/1990
BUTCHER & SINGER INC.
BC
Issued 07/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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