Unclaimed
Marc Mauntel is a financial advisor with Fidelity Brokerage Services LLC. Marc has been in the securities industry since 2012 and holds a Series 6, 7, 63 and SIE license. Marc is registered to offer securities in 53 states and the District of Columbia. Before joining Fidelity Brokerage Services LLC, Marc worked at Foresters Financial Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
07/11/2016 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
07/23/2012 - 05/04/2016
FORESTERS FINANCIAL SERVICES, INC. (LEXINGTON KY)
BC
Issued 09/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/22/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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