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Marc Joseph Hough

Neuberger Berman BD LLC

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About Marc Joseph Hough

Marc Joseph Hough is a financial professional with over 20 years of experience in the industry. Marc is a registered representative with Neuberger Berman BD LLC, a firm with over $400 billion in assets under management. Marc has been with Neuberger Berman BD LLC since July 2014.

Firm Information

Marc Hough is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Marc Hough’s Registration & Firm History

NY

03/20/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

07/18/2005 - 11/22/2013

CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)

NY

11/17/2003 - 06/07/2004

PUGLISI & CO. (NEW YORK NY)

IN

05/15/2003 - 11/14/2003

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

05/15/2003 - 11/14/2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NY

05/23/2002 - 08/21/2002

BENSON YORK GROUP, INC. (MELVILLE NY)

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Licenses & Designations

IA

Issued 10/10/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/16/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/15/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Marc Joseph Hough.
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