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Marc Jonathan Sharpe

SP Securities LLC

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About Marc Jonathan Sharpe

Marc Jonathan Sharpe is a financial professional registered with the state of Texas. Marc has been in the securities industry since 2008 and is currently employed by SP Securities LLC. Marc has a Series 7, Series 66, and Series 79TO license. Marc has previously worked at Dalmore Group LLC, SP Securities LLC, Grossman & Co., LLC, and Goldman, Sachs & Co.

Firm Information

Marc Sharpe is currently registered with SP Securities LLC. SP Securities LLC is a Limited Liability Company that was formed on January 15, 2004. The firm is registered with the SEC and in 13 states, including Alabama, California, Colorado, Florida, Illinois, Louisiana, Massachusetts, New Jersey, New York, North Carolina, Rhode Island, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Sharpe’s Registration & Firm History

TX

07/20/2021 - Present

SP Securities LLC (HOUSTON TX)

NY

05/02/2019 - 07/12/2021

DALMORE GROUP LLC (WOODMERE NY)

TX

08/21/2012 - 04/22/2019

SP SECURITIES LLC (HOUSTON TX)

NY

01/12/2010 - 09/21/2010

DALMORE GROUP LLC (WOODMERE NY)

NY

08/29/2006 - 02/28/2008

GROSSMAN & CO., LLC. (DIX HILLS NY)

NY

03/01/2005 - 04/10/2006

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/05/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marc Jonathan Sharpe.
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