Unclaimed
Marc Jonathan Sharpe is a financial professional registered with the state of Texas. Marc has been in the securities industry since 2008 and is currently employed by SP Securities LLC. Marc has a Series 7, Series 66, and Series 79TO license. Marc has previously worked at Dalmore Group LLC, SP Securities LLC, Grossman & Co., LLC, and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/20/2021 - Present
SP Securities LLC (HOUSTON TX)
NY
05/02/2019 - 07/12/2021
DALMORE GROUP LLC (WOODMERE NY)
TX
08/21/2012 - 04/22/2019
SP SECURITIES LLC (HOUSTON TX)
NY
01/12/2010 - 09/21/2010
DALMORE GROUP LLC (WOODMERE NY)
NY
08/29/2006 - 02/28/2008
GROSSMAN & CO., LLC. (DIX HILLS NY)
NY
03/01/2005 - 04/10/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 04/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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