Invested Better
Unclaimed

Unclaimed

Unclaimed

Marc Johnson

Wells Fargo Advisors Financial Network, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Marc? Claim Your Profile

About Marc Johnson

Marc Johnson is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Marc has been in the industry since 1985 and is registered with the state of New York and New Jersey, as well as being registered as a resident agent in Texas. Marc has a broad range of experience, including experience with both individual and institutional clients, with a focus on providing investment consulting services. Marc has a strong understanding of the financial markets and can help clients develop a financial plan that meets their specific needs.

Firm Information

Marc Johnson is currently registered with Wells Fargo Advisors Financial Network, LLC. Wells Fargo Advisors Financial Network, LLC is a Limited Liability Company headquartered in St. Louis, Missouri. Founded in 2003, the firm offers a range of investment advisory services to individual and institutional clients, including financial planning, portfolio management, and pension consulting. Wells Fargo Advisors Financial Network, LLC is registered with the SEC and in all 50 states and the District of Columbia. The firm manages over $154 billion in regulatory assets under management.
Wells Fargo Advisors Financial Network, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103

$154.19B

Assets Under Management

2,434

Total Clients

3,095

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Marc Johnson’s Registration & Firm History

NY

05/13/2019 - Present

Wells Fargo Advisors Financial Network, LLC (ROCHESTER NY)

NY

02/27/2009 - 05/10/2019

WELLS FARGO CLEARING SERVICES, LLC (PITTSFORD NY)

NY

07/31/1993 - 03/23/2009

CITIGROUP GLOBAL MARKETS INC. (ROCHESTER NY)

NY

04/11/1988 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

12/23/1985 - 04/11/1988

E. F. HUTTON & COMPANY INC

Not sure if Marc Johnson is right for you?

Licenses & Designations

IA

Issued 10/01/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/07/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/1986

Series 3 - National Commodity Futures Examination

BC

Issued 12/21/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Marc Johnson. Review regulatory record here.
Not sure if Marc Johnson is right for you?