Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Kessler is an active investment advisor representative with Morgan Stanley. Marc is registered with FINRA and has been in the securities industry since 2001. Marc has previously worked with UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Marc currently holds Series 66, Series 7, Series 31 and SIE licenses. Marc specializes in financial planning, pension consulting and educational seminars. Marc's current employment is with Morgan Stanley in Santa Monica, CA. The firm has offices in Santa Monica, CA, Malibu, CA and others. Morgan Stanley is headquartered in Purchase, NY and has 15,700 licensed agents, 22,500 investment advisor representatives, 26,100 registered representatives and 13,000 investment advisory functions. The firm manages approximately $10 billion - $50 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/27/2015 - Present
Morgan Stanley (Santa Monica CA)
CA
07/07/2005 - 04/07/2015
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
NY
01/22/2001 - 07/08/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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