Unclaimed
Marc Finkle is a financial advisor registered with Sanford C. Bernstein & Co., LLC. Marc has been in the industry since 2008 and holds the Series 63, SIE and Series 7 licenses. Marc is a registered representative in the state of New York. Marc's experience and expertise is in the areas of portfolio management for pooled investment vehicles. Marc has worked at Sanford C. Bernstein & Co., LLC since 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
NY
04/08/2008 - Present
Sanford C. Bernstein & CO., LLC (NEW YORK NY)
BC
Issued 05/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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