Unclaimed
Marc James Gonyea is a financial professional with over 13 years of experience in the financial services industry. Marc has a diverse background, having held positions at several prominent firms including Goldman, Sachs & Co., Blackstone Advisory Services L.P. and BNY Mellon Securities Corporation. Marc is currently registered with Nuveen Securities, LLC, and holds a Series 3, 6, 7, 63 and SIE license. Marc is registered in all states and has a proven track record of providing clients with comprehensive financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/05/2024 - Present
Nuveen Securities, LLC (New York NY)
TX
09/02/2022 - 05/13/2024
FIRST LIBERTIES FINANCIAL (DALLAS TX)
NY
07/18/2018 - 08/12/2022
BNY MELLON SECURITIES CORPORATION (NEW YORK NY)
NY
10/02/2007 - 01/09/2009
BLACKSTONE ADVISORY SERVICES L.P. (NEW YORK NY)
NY
10/20/1999 - 02/06/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
MA
09/23/1993 - 01/24/1996
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
09/23/1993 - 01/30/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 07/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2011
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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