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Marc James Gonyea

Nuveen Securities, LLC

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About Marc James Gonyea

Marc James Gonyea is a financial professional with over 13 years of experience in the financial services industry. Marc has a diverse background, having held positions at several prominent firms including Goldman, Sachs & Co., Blackstone Advisory Services L.P. and BNY Mellon Securities Corporation. Marc is currently registered with Nuveen Securities, LLC, and holds a Series 3, 6, 7, 63 and SIE license. Marc is registered in all states and has a proven track record of providing clients with comprehensive financial advice and investment solutions.

Firm Information

Marc Gonyea is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Gonyea’s Registration & Firm History

NY

08/05/2024 - Present

Nuveen Securities, LLC (New York NY)

TX

09/02/2022 - 05/13/2024

FIRST LIBERTIES FINANCIAL (DALLAS TX)

NY

07/18/2018 - 08/12/2022

BNY MELLON SECURITIES CORPORATION (NEW YORK NY)

NY

10/02/2007 - 01/09/2009

BLACKSTONE ADVISORY SERVICES L.P. (NEW YORK NY)

NY

10/20/1999 - 02/06/2004

GOLDMAN, SACHS & CO. (NEW YORK NY)

MA

09/23/1993 - 01/24/1996

JOHN HANCOCK FUNDS, INC. (BOSTON MA)

MA

09/23/1993 - 01/30/1995

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 07/31/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2018

Series 7 - General Securities Representative Examination

BC

Issued 10/18/2011

Series 3 - National Commodity Futures Examination

BC

Issued 09/22/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marc James Gonyea.
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