Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Banker is a financial professional with over 30 years of experience in the industry. Marc Banker is currently registered with BGC Financial, LP and has previously worked for firms such as J.P. Morgan Securities LLC, Bear, Stearns & Co. Inc., and Deutsche Bank Securities Inc. Marc Banker holds a variety of licenses including Series 3, 7, 10, 24, 55, 57TO, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2023 - Present
BGC Financial, LP (NEW YORK NY)
NY
10/01/2008 - 07/10/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/12/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/07/2005 - 05/13/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IL
02/03/2004 - 04/07/2005
FIMAT USA, LLC (CHICAGO IL)
NY
07/08/2003 - 11/25/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NA
04/07/2000 - 04/20/2001
FRIEDBERG MERCANTILE GROUP, INC. (TORONTO, ONTARIO )
NY
01/29/1999 - 09/15/1999
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
02/09/1998 - 10/07/1998
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/01/1996 - 11/05/1996
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
NY
02/02/1989 - 03/07/1996
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NA
10/18/1988 - 12/19/1988
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/24/1988 - 10/27/1988
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
07/21/1987 - 06/06/1988
KUHNS BROTHERS & LAIDLAW, INC.
BC
Issued 07/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/26/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/07/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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