Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Fine is a financial advisor with over 30 years of experience in the financial services industry. Marc is currently registered with Oppenheimer & Co. Inc. and has previously worked with a number of firms, including Prime Charter LTD., Prudential Securities Incorporated, Lehman Brothers Inc., and Smith Barney, Harris Upham & Co., Incorporated. Marc specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/17/2017 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
03/24/1995 - 01/02/2002
PRIME CHARTER LTD. (NEW YORK NY)
NY
03/15/1991 - 04/04/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/20/1990 - 02/22/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/17/1990 - 08/01/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
09/19/1989 - 12/12/1989
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
IA
Issued 12/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 01/06/1992
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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